FDD & Legal

FDD Item 7 (Initial Investment)

Also known as:Item 7Initial Investment RangeEstimated Initial Investment
Definition

The FDD section that discloses the franchisee's total estimated cost to open and operate a unit for the first three months — presented as a low-to-high range across roughly 12 specific cost categories.

What it means in practice

Item 7 is the number every franchise candidate scrolls to first. The FTC requires it to be presented as a low-and-high range across specific cost categories: initial franchise fee, training, real estate, leasehold improvements, equipment, signage, opening inventory, technology, licenses, insurance, professional fees, marketing, and "additional funds" for the first three months of operations.

The range should reflect real variation across markets you'd actually approve — not be artificially narrow ("$50K-$55K") or evasive ("$50K-$1.5M"). Defensible ranges anchor in real-world unit budgets across at least three different market types.

The "additional funds" line — operating capital reserve — is the most under-disclosed. The FTC's three-month minimum is a floor, not a goal. Most experienced franchise attorneys recommend disclosing six months for businesses with longer ramp-up periods.

A defensible Item 7 isn't just legal compliance — it's a sales conversion lever. SBA preferred lenders use Item 7 directly when underwriting franchisee loans, and serious operators self-select against the high end of the range plus a 25% safety margin.

Regulatory citation16 CFR 436.5(g)
Item 7 is the spine of your franchise sales conversation. Get it right and the right candidates self-select in. Get it wrong and you either scare off serious operators or attract people who can't afford to succeed.— Jason Stowe, Founder
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